Shuru Han

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 04/2018
  Bead Galaxy
  San Gabriel, CA
• 12/2014 → 02/2017
  Jpmorgan Chase Bank, N.A.
  Temple City, CA
• 08/2014 → 05/2019
  California State University, Fullerton
  Fullerton, CA
• 12/2017 → 05/2018
  Cathay Bank
  Alhambra, CA
• 09/2018 → 09/2020
  Jpmorgan Chase Bank, N.A.
  Arcadia, CA
• 09/2020 → Present
  J.P. Morgan Securities Llc
  Arcadia, CA
• 09/2024 → Present
  Woof And Whisk
  Chino, CA

Other Businesses

Entity Name: Woof and Whisk Investment related: No Address: Private Residence Nature of the other business: Charcuterie Position/Title/Relationship: Owner/Partner Start Date: 09/21/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Woof and Whisk will be a charcuterie/snacking business that will use locally sourced ingredients to curate individually packaged arrangements, and large spreads for special events. A portion of proceeds will be donated to local animal shelters and rescues. I will be the sole owner of this business and will be in charge of all the cooking, baking, marketing, and other operational matters. My responsibilities will not be similar to my JPMC role, and there is no connection to JPMC. Entity Name: Shuruterie Investment related: No Address: 7554 Shorthorn St, Chino, CA 91708 Nature of the other business: Food Service Position/Title/Relationship: Owner/Partner Start Date: 06/25/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am looking to start a charcuterie business, where I will design and create charcuterie boards and spreads. This business will be part of the food services industry and is not similar to my JPMC role. There is no connection to JPMC.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-20
• S63 Uniform Securities Agent State Law Examination
  2018-12-19