Amy Katherine Herrington

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 06/2024
  Td Ameritrade, Inc
  Kansas City, MO
• 10/2020 → 04/2021
  Unemployed
  Independence, MO
• 10/2018 → 10/2020
  Td Ameritrade
  Kansas City, MO
• 09/2017 → 10/2018
  Unemployed
  Independence, MO
• 06/2014 → 09/2017
  Pet Resource Center Of Kanas City
  Kansas City, MO
• 01/2022 → 09/2023
  Td Ameritrade Investment Management, Llc
  Kansas City, MO
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Leawood, KS
• 10/2022 → Present
  Charles Schwab Bank, Ssb
  Leawood, KS

Previous Registrations

• 2022-01-31 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Kansas City, MO
  Overland Park, KS
• 2022-01-31 → 2022-10-14
  Td Ameritrade, Inc.
  Overland Park, KS
  Kansas City, MO
  Leawood, KS
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2022-01-29

Other Names

• Amy Katherine Mcelroy
• Amy K Herrington