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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-27 |
| DC | RA | APPROVED | 2023-02-15 |
| MA | RA | APPROVED | 2023-01-20 |
| FL | RA | APPROVED | 2022-12-19 |
| CT | RA | APPROVED | 2022-12-16 |
| DE | RA | APPROVED | 2022-12-16 |
| ME | RA | APPROVED | 2022-12-16 |
| MD | RA | APPROVED | 2022-12-16 |
| NH | RA | APPROVED | 2022-12-16 |
| NJ | RA | APPROVED | 2022-12-16 |
| NY | RA | APPROVED | 2022-12-16 |
| RI | RA | APPROVED | 2022-12-16 |
| VT | RA | APPROVED | 2022-12-16 |
| VA | RA | APPROVED | 2022-12-16 |
| TX | RA | APPROVED | 2022-08-15 |
Branch Locations
2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 10/2018 | 04/2022 |
| Usaa | San Antonio | TX | 12/2012 | 09/2018 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2018 | 04/2022 |
| Valic Financial Advisors | Houston | TX | 05/2022 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-18 |
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