Samuel M Reed

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 08/2018
  Capital One Investing, Llc
  Melville, NY
• 08/2018 → 12/2018
  Massmutual Life Insurance Company
  New York, NY
• 09/2018 → 12/2018
  Mml Investors Services, Llc
  New York, NY
• 12/2018 → 03/2020
  E*Trade Securities Llc
  Morristown, NJ
• 03/2020 → 09/2023
  E*Trade Securities Llc
  Morristown, NJ
• 03/2020 → 11/2023
  E*Trade Capital Management Llc
  Morristown, NJ
• 01/2023 → 05/2025
  Morgan Stanley
  Morristown, NJ
• 09/2023 → 05/2025
  Morgan Stanley
  Jersey City, NJ
• 05/2025 → Present
  Charles Shwab & Co., Inc
  New York City, NY
• 05/2025 → Present
  Charles Schwab Bank
  New York City, NY
• 06/2023 → 09/2023
  Morgan Stanley
  Morristown, NJ

Previous Registrations

• 2023-01-04 → 2025-07-30
  Morgan Stanley
  Purchase, NY
  Morristown, NJ
  Morristown, NJ
  Morristown, NJ
  Jersey City, NJ
  Mendham, NJ
• 2019-01-03 → 2023-09-05
  Harrisdirect Llc
  Morristown, NJ
  Arlington, VA
  Morristown, NJ
• 2016-04-05 → 2018-08-06
  Capital One Advisors, Llc
  Mclean, VA
  Fairfield, NJ
  Paramus, NJ
• 2012-11-12 → 2016-04-13
  Morgan Stanley
  Morristown, NJ
• 2012-04-10 → 2012-11-16
  Pnc Wealth Management Llc
  West Orange, NJ
• 2011-09-19 → 2012-03-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ

Other Businesses

1. NAME: N/A (SAMUEL REED) 2. Investment-related: No 3. Address: PO Box 638, East Hanover, New Jersey 07936 4. Nature: Real Estate 5. Position: Landlord 6. Start Date: 3/1/2006 7. Approx. number of hrs/mth devoted to the other business: 8. Number of hrs devoted during securities trading hrs: 0 9. Duties: Deposit rent checks and pay property expenses. *436116 1. Guardian 2. Investment Related: No 3. New York, New York 4. Insurance 5. Broker 6. 11/01/2018 7. Hours devoted to business:0 8. Hours devoted during Securities business:0 9. Annual Trailer commission for life insurance policy sold to clients.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-15

Other Names

• Samuel Michael Reed