Charles Bernsen

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 10/2021
  J.P. Morgan Securities Llc
  Irving, TX
• 05/2016 → 09/2018
  Wells Fargo Bank N.A.
  Flower Mound, TX
• 09/2018 → 10/2021
  Jpmorgan Chase Bank, N.A.
  Irving, TX
• 10/2021 → Present
  Fisher Investments
  Plano, TX

Other Businesses

Entity Name: Young Living Investment related: No Address: 3125 W Executive Pkwy Lehi, Ut 84043 Nature of the other business: Essential Oils sales and distribution Position/Title/Relationship: Independent Seller Start Date: 16-Jul-2020 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Seller and Distributor, Independent Seller,

Exams

• S66 Uniform Combined State Law Examination
  2021-07-08
• S63 Uniform Securities Agent State Law Examination
  2018-12-14

Other Names

• Charles Bernsen
• Charles T Bernsen
• Charles Thomas Bernsen