Stephen Michael Miranda

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 05/2022
  Jp Morgan Chase Bank N.A.
  Houston, TX
• 12/2017 → 08/2018
  Allstate Insurance
  Houston, TX
• 08/2018 → 05/2022
  Jp Morgan Securities Llc
  Houston, TX
• 10/2016 → 08/2018
  Allstate Insurance
  Houston, TX
• 08/2016 → 08/2018
  Urban Access Properties
  Houston, TX
• 05/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Previous Registrations

• 2021-05-22 → 2022-05-21
  J.P. Morgan Securities Llc
  Houston, TX

Other Businesses

I*1252285Entity Type: CharitableName of outside business organization: Greater Houston Gay & Lesbian Chamber of CommerceInvestment related: NoAddress of business: Houston, Texas, 77004Position, title, association: Board Member Start date of relationship: 4/11/2023Number of hours devoted: 2 hours WeeklyNumber of hours devoted during trading hours: 0Duties: Assisting the Executive Team with outreach in partnerships and membership, and participation in ongoing development and fundraising. I*1981277Entity Type ,GovernmentalName of OBA: Harris County Department of Economic Equity and OpportunityAddress: Houston, Texas,77002Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 10/01/2024No Hours: 2 hrs YEARLYNo Hours during trading: 0Duties: I have been asked to join the Harris County Loan Review Committee. The Harris County Opportunity Fund Loan Review Committee will serve as a critical oversight body and provide guidance to the Department of Economic Equity and Opportunity (DEEO) on the adherence to Harris County Opportunity Fund program goals. The Loan Review Committee will consist of seven (7) members; you would be a DEEO appointee with a term of three years, meeting six times a year. The purpose is NOT to underwrite or approve loans. The purpose is to provide oversight to the County Opportunity Fund in ensuring that they are providing equitable access to diverse communities. I*: 2742283Entity Type: CharitableName of OBA: Houston Broadway Theatre CompanyAddress: Cypress, TX 77433Investment Related: NoPosition, Title, Association: Advisory Board Member Employee Start Date: 08/14/2025Number of Hours: 4 hrs annuallyNumber of Hours during trading: 0 Duties: Advisory Board Member - no governance requirements. Organization seeks to build an advisory board of active community members that can help connect their leadership with resources and an expanded audience base for their productions.

Exams

• S66 Uniform Combined State Law Examination
  2021-05-20
• S63 Uniform Securities Agent State Law Examination
  2018-11-21

Other Names

• Stephen M Miranda
• Stephen Miranda