Allyson N Baker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 08/2021
  Fidelity Brokerage Services Llc
  Covington, KY
• 10/2016 → 06/2017
  Education At Work
  Cincinnati, OH
• 09/2015 → 07/2017
  Buffalo Wild Wings
  Newport, KY
• 05/2011 → 11/2016
  Coney Island Amusement Park
  Cincinnati, OH
• 09/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 11/2021 → Present
  Bank Of America, N.A.
  Cincinnati, OH

Previous Registrations

• 2019-11-14 → 2021-08-30
  Fidelity Personal And Workplace Advisors
  Covington, KY

Other Businesses

I*1571305 For profit or not for profit: Entity For Profit Name of outside business organization: Allyson B Photography Investment related: N Address of business: chicago, Illinois, 60647, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 11/11/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , free lance photography

Exams

• S66 Uniform Combined State Law Examination
  2019-11-01
• S63 Uniform Securities Agent State Law Examination
  2018-12-10

Other Names

• Allyson Nicole Baker
• Allyson Baker