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Morgan Page Tester

Mai Capital Management, LLC

Gaithersburg, MD

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-13
  • MD RA
    APPROVED
    Since 2025-01-13

Branch Locations

18 East Diamond Ave, Gaithersburg, MD 20877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carmichael Hill Gaithersburg MD 05/2019 12/2024
Jcpenney Baltimore MD 05/2016 05/2019
Estabrook & Company Baltimore MD 10/2018 05/2019
Mai Capital Management, Llc Gaithersburg MD 12/2024 Present
  • 05/2019 → 12/2024
    Carmichael Hill
    Gaithersburg, MD
  • 05/2016 → 05/2019
    Jcpenney
    Baltimore, MD
  • 10/2018 → 05/2019
    Estabrook & Company
    Baltimore, MD
  • 12/2024 → Present
    Mai Capital Management, Llc
    Gaithersburg, MD
Previous Registrations
  • 2021-01-14 → 2024-12-12
    Carmichael Hill & Associates Inc
    Gaithersburg, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-18
  • S65 Uniform Investment Adviser Law Examination
    2019-12-18
Designations

View on SEC IAPD

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ANITA ACEVEDO
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I SHIUAN LEE
Yu-Huang Lee

Other Offices

SHERMAN WEALTH MANAGEMENT LLC · GAITHERSBURG, MD
PRIVATE CLIENT SERVICES, LLC · Gaithersburg, MD
COMMONWEALTH FINANCIAL NETWORK · Gaithersburg, MD
PFS INVESTMENTS INC. · GAITHERSBURG, MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · GAITHERSBURG, MD
CHARLES SCHWAB & CO., INC. · Gaithersburg, MD
WELLS FARGO CLEARING SERVICES, LLC · GAITHERSBURG, MD
PLANVEST FINANCIAL, INC. · GAITHERSBURG, MD

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