Best Investors Account Sign in

Melissa Rivas

U.S. Bancorp Advisors, LLC

Tempe, AZ

Claim This Profile
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-12
AZ RA APPROVED 2023-12-07
  • TX RA
    APPROVED
    Since 2024-02-12
  • AZ RA
    APPROVED
    Since 2023-12-07

Branch Locations

1101 W Washington St, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2015 05/2023
Sabbatical Phoenix AZ 06/2023 08/2023
Tandem Wealth Advisors Llc Phoenix AZ 09/2023 11/2023
U.S. Bancorp Advisors, Llc Tempe AZ 11/2023 Present
  • 06/2015 → 05/2023
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2023 → 08/2023
    Sabbatical
    Phoenix, AZ
  • 09/2023 → 11/2023
    Tandem Wealth Advisors Llc
    Phoenix, AZ
  • 11/2023 → Present
    U.S. Bancorp Advisors, Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-04
S63 Uniform Securities Agent State Law Examination 2005-06-11
  • S65 Uniform Investment Adviser Law Examination
    2008-06-04
  • S63 Uniform Securities Agent State Law Examination
    2005-06-11
Designations

View on SEC IAPD

Other Firms

OLIVE STREET INVESTMENT ADVISERS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
AQUILANT ADVISORS
ATROPOS CAPITAL MANAGEMENT, LLC
VIAGEM, LLC
MRM GROUP

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor