Patrick Ryan Fleming

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-03-26

Branch Locations

Charlotte, NC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lincoln Financial Distributors, Inc	Radnor	PA	09/2018	10/2020
Christopher Newport University	Newport News	VA	08/2013	04/2018
Unemployed	Ashburn	VA	05/2018	09/2018
Vanguard Advisers, Inc.	Malvern	PA	04/2021	12/2022
Unemployed	Conshohocken	PA	11/2020	01/2021
Vanguard Marketing Corporation	Charlotte	NC	02/2021	12/2022
Horace Mann Companies	Springfield	IL	07/2023	11/2023
Horace Mann Investors Inc	Springfield	IL	07/2023	11/2023
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	03/2024	Present
Tiaa	Charlotte	NC	03/2024	Present
Randstad Usa/Wells Fargo	Charlotte	NC	02/2023	06/2023
Unemployed	Charlotte	NC	12/2022	02/2023
Unemployed	Charlotte	NC	11/2023	02/2024
Unemployed	Charlotte	NC	06/2023	06/2023

09/2018 → 10/2020

Lincoln Financial Distributors, Inc

Radnor, PA
08/2013 → 04/2018

Christopher Newport University

Newport News, VA
05/2018 → 09/2018

Unemployed

Ashburn, VA
04/2021 → 12/2022

Vanguard Advisers, Inc.

Malvern, PA
11/2020 → 01/2021

Unemployed

Conshohocken, PA
02/2021 → 12/2022

Vanguard Marketing Corporation

Charlotte, NC
07/2023 → 11/2023

Horace Mann Companies

Springfield, IL
07/2023 → 11/2023

Horace Mann Investors Inc

Springfield, IL
03/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
03/2024 → Present

Tiaa

Charlotte, NC
02/2023 → 06/2023

Randstad Usa/Wells Fargo

Charlotte, NC
12/2022 → 02/2023

Unemployed

Charlotte, NC
11/2023 → 02/2024

Unemployed

Charlotte, NC
06/2023 → 06/2023

Unemployed

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-12
S63	Uniform Securities Agent State Law Examination	2019-01-21

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