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Brenda Patricia De La Riva-Carpio

Wells Fargo Clearing Services, LLC

Saint Louis Park, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-02-15
  • MN RA
    APPROVED
    Since 2024-02-15

Branch Locations

4959 Excelsior Blvd, Saint Louis Park, MN 55416 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Saint Louis Park MN 08/2014 Present
Wells Fargo Clearing Services, Llc Saint Louis Park MN 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 2019-01-04
  • S65 Uniform Investment Adviser Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2019-01-04
Other Names
  • Brenda Delarivacarpio

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Saint Louis Park, MN
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STATE FARM INVESTMENT MANAGEMENT CORP. · St Louis Park, MN
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STATE FARM INVESTMENT MANAGEMENT CORP. · St Louis Park, MN
BCCM ADVISORS, LLC · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · ST LOUIS PARK, MN
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