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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-08-01 |
Branch Locations
5814 Excelsior Blvd, St Louis Park, MN 55416-2830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch/Bank Of America | Wayzata | MN | 03/1999 | 04/2020 |
| Edward Jones | St. Louis | MO | 08/2025 | Present |
| Merrill Lynch - Ctp | Edina | MN | 04/2020 | 09/2023 |
| Self Employed- Finra Arbitrator | Edina | MN | 12/2020 | 08/2025 |
| Insperity | Bloomington | MN | 12/2020 | 09/2021 |
FINRA Edina, MN Start date: 12/1/2021 Auditor Hours per week: 0 Hours during trading: 0 I am in a private FINRA pool as an Auditor maybe one or two cases a year as you are contracted out by the two legal parties in dispute.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-16 |
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