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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-02-01
  • NE RA
    APPROVED
    Since 2022-02-01

Branch Locations

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 10/2018 10/2021
Jr Fitness Llc Dba Stretch-N-Grow Lincoln Lincoln NE 03/2013 Present
Trinity Infant And Child Care Center Lincoln NE 08/2012 10/2018
Ubs Financial Services, Inc. Omaha NE 11/2021 Present
  • 10/2018 → 10/2021
    Td Ameritrade
    Omaha, NE
  • 03/2013 → Present
    Jr Fitness Llc Dba Stretch-N-Grow Lincoln
    Lincoln, NE
  • 08/2012 → 10/2018
    Trinity Infant And Child Care Center
    Lincoln, NE
  • 11/2021 → Present
    Omaha, NE
Other Businesses

J.R. Fitness LLC DBA Stretch-n-Grow / Company / Teach children's fitness classes in daycare centers / Proprietor / owner / This business does not currently operate. I simply still own the franchise legally in order to resell at some point. The business is active on the SOS website for Nebraska as well.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-28
S63 Uniform Securities Agent State Law Examination 2018-12-10
  • S66 Uniform Combined State Law Examination
    2022-01-28
  • S63 Uniform Securities Agent State Law Examination
    2018-12-10

View on SEC IAPD

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