Juan Jose Lopez

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → Present
  Nuveen
  Chicago, IL
• 08/2018 → 09/2018
  Unemployed
  Chicago, IL
• 07/2018 → 07/2018
  Silicon Valley Bank
  Newton, MA
• 08/2014 → 05/2018
  Stonehill College
  Easton, MA

Exams

• S66 Uniform Combined State Law Examination
  2019-05-10