Andrew Anthony Obrien

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 05/2019
  Securian Financial Services, Inc
  St Paul, MN
• 04/2013 → 04/2019
  Minnesota Life Insurance Company
  St Paul, MN
• 05/2019 → 08/2023
  Minesota Life Insurance Company
  St Paul, MN
• 05/2019 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 05/2019 → Present
  Tax & Financial Group
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-05-20 → 2023-08-10
  Securian Financial Services, Inc.
  St Paul, MN
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1. TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 154 START DATE: 05/01/2019 ADDRESS: , Newport Beach CA , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: PRIVATE RISK INSURANCE AGENCY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: P&C INSURANCE BROKERAGE; START DATE: 4/2011; POSITION/TITLE/RELATIONSHIP: PASSIVE MINORITY OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NONE - PASSIVE MINORITY INVESTOR;

Exams

• S66 Uniform Combined State Law Examination
  2005-06-10

Other Names

• Andrew A O'BRien
• Andrew Anthony O'BRien