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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prak-Sis Ltd. Chicago IL 07/2017 Present
Prak-Sis Contemporary Art Association Chicago IL 01/2009 06/2017
New York Life Insurance Co. Schaumburg IL 10/2018 09/2019
Nylife Securities Llc Schaumburg IL 03/2019 09/2019
Mml Investors Services, Llc Chicago IL 01/2020 02/2023
Massmutual Life Insurance Co Chicago IL 12/2019 02/2023
The Prudential Insurance Company Of America Chicago IL 02/2023 Present
Pruco Securities Llc Chicago IL 02/2023 11/2024
Lpl Enterprise, Llc Chicago IL 11/2024 Present
  • 07/2017 → Present
    Prak-Sis Ltd.
    Chicago, IL
  • 01/2009 → 06/2017
    Prak-Sis Contemporary Art Association
    Chicago, IL
  • 10/2018 → 09/2019
    New York Life Insurance Co.
    Schaumburg, IL
  • 03/2019 → 09/2019
    Nylife Securities Llc
    Schaumburg, IL
  • 01/2020 → 02/2023
    Chicago, IL
  • 12/2019 → 02/2023
    Massmutual Life Insurance Co
    Chicago, IL
  • 02/2023 → Present
    The Prudential Insurance Company Of America
    Chicago, IL
  • 02/2023 → 11/2024
    Chicago, IL
  • 11/2024 → Present
    Chicago, IL
Previous Registrations
Other Businesses

1) 12/11/2024-My Wallet Consulting, Inc- Business Entity For Tax/Investment Purposes Only- I created to expense out from deposit income from LPL and Pru business.- Not INV Related- At Chicago, IL- Start date 04/06/2018- 4 HRS MTH- 0 HRS During Trading 2) 10/02/2024- MassMutual Life Insurance Company- Non-Variable Insurance Commission Trails- Commission trail that I did business before I joined Prudential.- INV Related- At Chicago, IL- Start date 02/01/2023-0 HRS MTH- 0 HRS During Trading 3) 06/03/2026-Prak-Sis Ltd-President-Business Owner-Not inv related-At Chicago, IL-Start date 06/01/2026-20hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-12
  • S66 Uniform Combined State Law Examination
    2021-05-12
Other Names
  • Mi Yeon Kwon
  • Mi Yeon Katz

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