Connor Allen Woods Brisson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-05-24
VT	RA	APPROVED	2020-03-04

TX RA
APPROVED_RES

Since 2022-05-24
VT RA
APPROVED

Since 2020-03-04

Branch Locations

Burlington, VT • United States

Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2020-03-17

VT RA
APPROVED

Since 2020-03-17

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

429 Colchester Avenue, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Burlington	VT	09/2018	02/2020
Northcountry Federal Credit Union	South Burlington	VT	01/2018	08/2018
Northeast Planning Associates	Milton	VT	01/2016	10/2017
Lpl Financial, Llc	Burlington	VT	02/2020	Present
Northeast Planning Associates, Inc.	Burlington	VT	03/2020	Present

09/2018 → 02/2020

Wells Fargo Clearing Services, Llc

Burlington, VT
01/2018 → 08/2018

Northcountry Federal Credit Union

South Burlington, VT
01/2016 → 10/2017

Northeast Planning Associates

Milton, VT
02/2020 → Present

Lpl Financial, Llc

Burlington, VT
03/2020 → Present

Northeast Planning Associates, Inc.

Burlington, VT

Previous Registrations

2018-12-14 → 2020-02-11

Wells Fargo Clearing Services, Llc

Burlington, VT

Brattleboro, VT

Other Businesses

1. 2/28/2020 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/10/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 03/09/2020 - 8 Hours Per Month/1 Hour During Securities Trading - Life and Health, Disability, Long-term Care, Fixed Annuities. 3. 3/20/2020 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 03/05/2020 - 8 Hours Per Month/1 Hour During Securities Trading - I provide financial planning and consulting services through Northeast Planning Associates, Inc, an independent investment advisor firm. I started this business activity in 3/2020 I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.