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Delni Jane Rasmussen

Ubs Financial Services Inc.

Omaha, NE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-04-01
  • NE RA
    APPROVED
    Since 2025-04-01

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 10/2018 06/2024
Eye Care West Omaha NE 11/2011 10/2018
Charles Schwab And Co., Inc. Omaha NE 12/2022 03/2025
Ubs Financial Services Inc. Omaha NE 03/2025 Present
  • 10/2018 → 06/2024
    Td Ameritrade
    Omaha, NE
  • 11/2011 → 10/2018
    Eye Care West
    Omaha, NE
  • 12/2022 → 03/2025
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 03/2025 → Present
    Ubs Financial Services Inc.
    Omaha, NE
Previous Registrations
  • 2022-02-04 → 2025-03-27
    Charles Schwab & Co., Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2021-06-23 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2019-12-03 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2019-12-10 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-02
S63 Uniform Securities Agent State Law Examination 2019-01-29
  • S66 Uniform Combined State Law Examination
    2019-12-02
  • S63 Uniform Securities Agent State Law Examination
    2019-01-29
Other Names
  • Delni Rasmussen

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · OMAHA, NE
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AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
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