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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-02 |
| TX | RA | APPROVED | 2022-11-02 |
Branch Locations
31200 Via Colinas Ste. 110, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Westlake Village | CA | 05/2011 | 10/2022 |
| Lpl Financial Llc | Westlake Village | CA | 11/2022 | Present |
1)11/02/2022 - ARTIEA CAPITAL MANAGEMENT CORP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/02/2022 - ARTIEA CAPITAL MANAGEMENT 401K - Act in a Fiduciary Capacity - Inv Rel - At Reported Business Location(s) - Start: 07/2019 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-01 |
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