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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
CA RA APPROVED 2016-02-19
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • CA RA
    APPROVED
    Since 2016-02-19

Branch Locations

1503 South Coast Dr. Suite 350, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 02/2016 Present
Previous Registrations
Other Businesses

1. Fixed Insurance Sales, as of 02/10/2016; conducted at branch location, investment related. 2. sole owner, The Selleck Group, LLC; company created for personal tax reasons; located at Newport Beach, CA; as of 04/11/2019; less than 5% time spent during business hours; conducted at branch, not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-08
  • S66 Uniform Combined State Law Examination
    2008-02-08

View on SEC IAPD

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