Andrew Scott Upleger

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-11-16

MI RA
APPROVED

Since 2021-11-16

Branch Locations

210 W Highland Rd Ste 104, Highland, MI 48357 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advantage Tax & Financial Services	Highland	MI	05/2018	Present
E&L Global Communications	Troy	MI	03/2018	05/2018
Reliance One	Auburn Hills	MI	04/2016	02/2018
Lpl Financial	Highland	MI	11/2019	Present

05/2018 → Present

Advantage Tax & Financial Services

Highland, MI
03/2018 → 05/2018

E&L Global Communications

Troy, MI
04/2016 → 02/2018

Reliance One

Auburn Hills, MI
11/2019 → Present

Lpl Financial

Highland, MI

Other Businesses

1) 5/2018 - Tax Prep/Accounting/CPA - ADVANTAGE TAX & FINANCIAL SERVICES - Investment Related - 50% - Highland, MI 48357 2) 11/2019 - DBA for LPL Business (entity for LPL business) - ADVANTAGE TAX & FINANCIAL SERVICES - Investment Related - 50% - Highland, MI 48357

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-04
S63	Uniform Securities Agent State Law Examination	2021-09-16

S65 Uniform Investment Adviser Law Examination

2021-11-04
S63 Uniform Securities Agent State Law Examination

2021-09-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews