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Joseph David Delia

Schwab Wealth Advisory, Inc.

Saint Louis, MO

CRD 7026146

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-12-23
TX RA APPROVED 2024-02-15
  • MO RA
    APPROVED
    Since 2025-12-23
  • TX RA
    APPROVED
    Since 2024-02-15

Branch Locations

500 Maryville University Drive, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 10/2018 12/2022
Unemployed St. Louis MO 06/2018 10/2018
Cerner Kansas City MO 05/2017 06/2018
College Columbia MO 08/2016 05/2017
Charles Schwab And Co., Inc. Westlake TX 12/2022 Present
  • 10/2018 → 12/2022
    Td Ameritrade
    St. Louis, MO
  • 06/2018 → 10/2018
    Unemployed
    St. Louis, MO
  • 05/2017 → 06/2018
    Cerner
    Kansas City, MO
  • 08/2016 → 05/2017
    College
    Columbia, MO
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
Previous Registrations
  • 2019-11-12 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-11-12 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2018-12-12
  • S66 Uniform Combined State Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2018-12-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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