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1160 Battery Street East, Suite 100, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-23 |
Branch Locations
1160 Battery Street East, Suite 100, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benningfield Financial Advisors, Llc | San Francisco | CA | 03/2003 | Present |
Lead a small jazz ensemble starting in January 2026 performing at local venues, devoting approximately 5 hours per month (not during securities trading hours) to the project and earning de minimis income. This project is not investment related, and does not have a physical address.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-14 |
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