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Luke Henry Sweet

Morgan Stanley

San Jose, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-01
CA RA APPROVED 2019-08-13
  • TX RA
    APPROVED
    Since 2020-04-01
  • CA RA
    APPROVED
    Since 2019-08-13

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Jose CA 10/2018 Present
United States Army National Guard Pittsburg CA 12/2008 12/2016
University Of California, Davis Davis CA 09/2015 07/2017
Lyft Santa Clara CA 07/2017 10/2018
  • 10/2018 → Present
    Morgan Stanley
    San Jose, CA
  • 12/2008 → 12/2016
    United States Army National Guard
    Pittsburg, CA
  • 09/2015 → 07/2017
    University Of California, Davis
    Davis, CA
  • 07/2017 → 10/2018
    Lyft
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-13
  • S66 Uniform Combined State Law Examination
    2019-08-13

View on SEC IAPD

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EQUITABLE ADVISORS, LLC
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HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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