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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2018-09-26
  • CA RA
    APPROVED_RES
    Since 2018-09-26

Branch Locations

23901 Calabasas Road Ste 1074, Calabasas, CA 91302 • United States

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adam Z Hand Tax & Financial Consulting Woodland Hills CA 01/2011 Present
Raymond James & Associates Beverly Hills CA 09/2018 Present
  • 01/2011 → Present
    Adam Z Hand Tax & Financial Consulting
    Woodland Hills, CA
  • 09/2018 → Present
    Raymond James & Associates
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-21
  • S65 Uniform Investment Adviser Law Examination
    2007-07-21

View on SEC IAPD

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