Raymond T Difilippo

Current Employers

Dbd Retirement And Financial Services

Manassas, VA • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-12-14

VA RA
APPROVED

Since 2023-12-14

Branch Locations

Manassas, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Fairfax	VA	01/2019	10/2019
Mml Investors Services	Fairfax	VA	01/2019	10/2019
Dbd Enterprises, Llc	Manassas	VA	05/2010	07/2024
Northwestern Mutual Investment Services Llc	Fairfax	VA	09/2018	10/2018
J.W. Cole Financial, Inc.	Tampa	FL	10/2019	12/2023
J.W. Cole Advisors, Inc.	Tampa	FL	10/2019	12/2023
Dbd Retirement And Financial Services	Manassas	VA	12/2023	Present

01/2019 → 10/2019

Massmutual

Fairfax, VA
01/2019 → 10/2019

Mml Investors Services

Fairfax, VA
05/2010 → 07/2024

Dbd Enterprises, Llc

Manassas, VA
09/2018 → 10/2018

Northwestern Mutual Investment Services Llc

Fairfax, VA
10/2019 → 12/2023

J.W. Cole Financial, Inc.

Tampa, FL
10/2019 → 12/2023

J.W. Cole Advisors, Inc.

Tampa, FL
12/2023 → Present

Dbd Retirement And Financial Services

Manassas, VA

Previous Registrations

2019-10-10 → 2023-12-21

J. W. Cole Advisors, Inc.

Manassas, VA

Tampa, FL
2019-03-26 → 2019-10-10

Mml Investors Services, Llc

Fairfax, VA

Other Businesses

DBD RETIREMENT & FINANCIAL SERVICES, LLC, INVESTMENT RELATED, 14731 KILHAVEN COURT MANASSAS, VA 20112, SECURITY SALES, FIXED INSURANCE, AND ADVISORY SERVICES, PRESIDENT, 03/14/2019, 160 HOURS PER MONTH DEVOTED, 160 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS, CLIENT FINANCIAL SERVICES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-08

S66 Uniform Combined State Law Examination

2019-03-08

Other Names

Raymond T Di Fillippo

View on SEC IAPD