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Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-12-19
VA RA APPROVED 2019-01-22
  • MD RA
    APPROVED
    Since 2022-12-19
  • VA RA
    APPROVED
    Since 2019-01-22

Branch Locations

1214 East Cary Street, Richmond, VA 23219 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc Denver CO 09/2018 05/2026
Riverfront Investment Group Richmond VA 07/2018 01/2019
Stream Realty Partners Atlanta GA 05/2017 08/2017
Virginia Military Institute Lexington VA 08/2014 05/2018
Vmi Foundation Lexington VA 11/2016 03/2017
Lyft San Francisco CA 09/2018 05/2019
Riverfront Investment Group Richmond VA 01/2019 05/2021
Riverfront Investment Group, Llc Richmond VA 05/2021 01/2023
Riverfront Investment Group, Llc Richmond VA 01/2023 Present
  • 09/2018 → 05/2026
    Alps Distributors, Inc
    Denver, CO
  • 07/2018 → 01/2019
    Riverfront Investment Group
    Richmond, VA
  • 05/2017 → 08/2017
    Stream Realty Partners
    Atlanta, GA
  • 08/2014 → 05/2018
    Virginia Military Institute
    Lexington, VA
  • 11/2016 → 03/2017
    Vmi Foundation
    Lexington, VA
  • 09/2018 → 05/2019
    Lyft
    San Francisco, CA
  • 01/2019 → 05/2021
    Riverfront Investment Group
    Richmond, VA
  • 05/2021 → 01/2023
    Richmond, VA
  • 01/2023 → Present
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-17
  • S66 Uniform Combined State Law Examination
    2019-01-17
Other Names
  • Cole Elliott

View on SEC IAPD

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