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Emma Anne Mcnaul

Citizens Securities, Inc.

Johnston, RI

Cranston, RI

CRD 7024734

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-13
NC RA APPROVED 2025-03-03
FL RA APPROVED 2025-02-03
GA RA APPROVED 2025-02-03
NH RA APPROVED 2025-02-03
VA RA APPROVED 2025-02-03
CT RA APPROVED 2025-01-31
NY RA APPROVED 2025-01-31
RI RA APPROVED 2021-09-28
  • AZ RA
    APPROVED
    Since 2025-05-13
  • NC RA
    APPROVED
    Since 2025-03-03
  • FL RA
    APPROVED
    Since 2025-02-03
  • GA RA
    APPROVED
    Since 2025-02-03
  • NH RA
    APPROVED
    Since 2025-02-03
  • VA RA
    APPROVED
    Since 2025-02-03
  • CT RA
    APPROVED
    Since 2025-01-31
  • NY RA
    APPROVED
    Since 2025-01-31
  • RI RA
    APPROVED
    Since 2021-09-28

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

2191 Broad Street Mailstop: Ri-023, Cranston, RI 02905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Warwick RI 09/2018 12/2020
Kota Solutions Uncasville CT 07/2018 09/2018
Bank Of America Lincoln RI 09/2016 07/2018
Citizens Securities, Inc. Canton MA 09/2018 12/2020
Citizens Bank Cranston RI 12/2020 06/2021
Citizens Securities, Inc. Cranston RI 06/2021 Present
  • 09/2018 → 12/2020
    Citizens Bank
    Warwick, RI
  • 07/2018 → 09/2018
    Kota Solutions
    Uncasville, CT
  • 09/2016 → 07/2018
    Bank Of America
    Lincoln, RI
  • 09/2018 → 12/2020
    Citizens Securities, Inc.
    Canton, MA
  • 12/2020 → 06/2021
    Citizens Bank
    Cranston, RI
  • 06/2021 → Present
    Citizens Securities, Inc.
    Cranston, RI
Other Businesses

Notary Public

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-27
S63 Uniform Securities Agent State Law Examination 2018-12-10
  • S65 Uniform Investment Adviser Law Examination
    2021-09-27
  • S63 Uniform Securities Agent State Law Examination
    2018-12-10
Other Names
  • Emma Anne Morin

View on SEC IAPD

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