Mark Spalding

Current Employers

Employment History

• 09/2018 → 11/2022
  Sanford C. Bernstein & Co., Llc.
  Dallas, TX
• 08/2017 → 09/2018
  Mark Spalding
  Dallas, TX
• 01/2014 → 08/2017
  Hahn & Hahn Llp
  Pasadena, CA
• 07/2012 → 09/2018
  Spalding Strategies, Llc
  Los Angeles, CA
• 11/2022 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2019-02-22 → 2022-11-09
  Alliancebernstein L.P.
  Dallas, TX

Other Businesses

1) SPALDING WEALTH MANAGEMENT, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: 5001 Spring Valley Road, Suite 1120E, DALLAS TX 75244, United States DESCRIPTION: Maintaining a deposit account registered to the LLC for receipt of any and all compensation received from and paid by my broker/dealer, Royal Alliance Associates, Inc. Arrange for approved and legitimate business expenses to be disbursed from account as and when necessary. This LLC was formed for the express purpose as described above. Compensation received is earnings from my activities with my broker/dealer. 2) DALLAS ROUNDTABLE POSITION: Board member NATURE: Nonprofit business networking group. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 5956 Sherry Ln #1700, Dallas TX 75225, United States DESCRIPTION: As board member, I help to coordinate meetings between prospective members of Dallas Roundtable with existing members to attract a more robust membership in the group.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-22

Other Names

• Mark Gibbs