Austin G Rosterolla

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2022
  Wells Fargo Bank, Na
  Mcminnville, OR
• 10/2018 → 01/2022
  Wells Fargo Clearing Services, Llc
  Canby, OR
• 10/2014 → 12/2017
  Stagecoach Pizza
  Klamath Falls, OR
• 02/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beaverton, OR
• 08/2020 → 05/2021
  Fred Meyer
  Portland, OR
• 07/2021 → 08/2021
  Red Robin Gourmet Burgers
  Woodburn, OR
• 05/2021 → 09/2021
  Amazon
  Troutdale, OR
• 02/2022 → Present
  Bank Of America, N.A.
  Portland, OR

Previous Registrations

• 2019-04-11 → 2022-01-13
  Wells Fargo Clearing Services, Llc
  Canby, OR
  Vancouver, WA
  Portland, OR
  Portland, OR
  Mcminnville, OR

Other Businesses

I*2254285, Entity Type: Entity Governmental, Name of OBA: Benton County Marine Patrol, Address: Corvallis, Oregon, 97330, Investment Related: N, Position, Title, Association: ["Employee"], Employee State Date: 04/28/2025, No Hours: 15 Weekly, No Hours during Trading: 0 Weekly, Duties: Checking to make sure boaters have approved Safety flotation devices and safety signaling devices- Ensuring boats are properly equipped with required safety equipment - providing search and rescue on the water-

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-11
• S63 Uniform Securities Agent State Law Examination
  2019-02-15

Other Names

• Austin Rosterolla
• Austin Gene Rosterolla