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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-11 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Yorktown Heights, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Yonkers | NY | 04/2016 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Yonkers | NY | 10/2018 | 08/2021 |
| Jennifer's Restaurant | Yorktown Heights | NY | 05/2014 | 05/2018 |
| Ally Invest Securities Llc | Charlotte | NC | 08/2021 | Present |
| Ally Invest Advisors | Charlotte | NC | 08/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Supervisor-Client Services. Dually licensed. 08/16/2021. 40+ hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-03 |
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