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525 King Street Ste B, Charleston, SC 29403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-10 |
| WA | RA | APPROVED | 2025-08-08 |
| NJ | RA | APPROVED | 2025-08-06 |
| CO | RA | APPROVED | 2025-08-04 |
| MI | RA | APPROVED | 2025-08-04 |
| NY | RA | APPROVED | 2025-08-04 |
| NC | RA | APPROVED | 2025-08-04 |
| SC | RA | APPROVED | 2025-08-04 |
| VA | RA | APPROVED | 2025-08-04 |
| CA | RA | APPROVED | 2025-07-29 |
| IL | RA | APPROVED | 2025-07-29 |
| MD | RA | APPROVED | 2025-07-29 |
| TX | RA | APPROVED_RES | 2025-07-29 |
Branch Locations
525 King Street Ste B, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2019 | 10/2020 |
| Conmet | Monroe | NC | 06/2018 | 07/2018 |
| University Of South Carolina | Columbia | SC | 08/2015 | 06/2019 |
| Grill Marks | Columbia | SC | 03/2018 | 05/2018 |
| Swim Club Management Group | Charlotte | NC | 06/2017 | 10/2017 |
| Morgan Stanley | Gilbert | AZ | 11/2020 | 12/2022 |
| Nuveen Securities, Llc | Charlotte | NC | 01/2023 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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