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403 Allegheny Avenue, Towson, MD 21204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Little Market Cafe | Ellicott City | MD | 11/2011 | 02/2020 |
| Starbucks | Columbia | MD | 06/2016 | 09/2016 |
| Starbucks | Columbia | MD | 06/2018 | 08/2018 |
| Food Plenty | Clarksville | MD | 01/2018 | 01/2018 |
| Howard Community College | Columbia | MD | 08/2015 | 05/2017 |
| University Of Baltimore | Baltimore | MD | 08/2017 | 12/2017 |
| University Of Maryland, College Park | College Park | MD | 01/2018 | 05/2019 |
| Osaic Wealth, Inc. D/B/A Stonebridge Advisors, Llc | Ellicott City | MD | 01/2025 | 12/2025 |
| Lpl Financial Llc | Towson | MD | 01/2026 | Present |
| Osaic Fa, Inc. D/B/A Stonebridge Advisors, Llc | Ellicott City | MD | 09/2018 | 01/2025 |
| Compton Financial Group, Llc | Towson | MD | 01/2026 | Present |
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Maxwell Kiley Sole Proprietorship; Not investment-related; Halethorpe, MD 21227; Notary Public; Notarize documents when needed; Less than 5% of time during the month. 3) Maxwell Kiley Sole Proprietorship; Not investment-related; Halethorpe, MD 21227; Landlord; Partial rental of primary residence; Less than 5% of time during the month. 4) Maxwell Kiley is dually registered as an Investment Advisor Representative ("IAR") with Compton Financial Group, LLC DBA Red Oak Financial Group ("Red Oak Financial") and as a Registered Representative ("RR") with LPL Financial LLC. Business is conducted from 403 Allegheny Avenue, Towson, MD, 21204. Approximately 90% of Mr. Kiley's time is dedicated for activities as an IAR of Red Oak Financial, with the balance as an RR of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-25 |
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