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Current Employers
Red Oak Financial Group

403 Allegheny Avenue, Towson, MD 21204 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-02-06
  • MD RA
    APPROVED
    Since 2026-02-06

Branch Locations

403 Allegheny Avenue, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Little Market Cafe Ellicott City MD 11/2011 02/2020
Starbucks Columbia MD 06/2016 09/2016
Starbucks Columbia MD 06/2018 08/2018
Food Plenty Clarksville MD 01/2018 01/2018
Howard Community College Columbia MD 08/2015 05/2017
University Of Baltimore Baltimore MD 08/2017 12/2017
University Of Maryland, College Park College Park MD 01/2018 05/2019
Osaic Wealth, Inc. D/B/A Stonebridge Advisors, Llc Ellicott City MD 01/2025 12/2025
Lpl Financial Llc Towson MD 01/2026 Present
Osaic Fa, Inc. D/B/A Stonebridge Advisors, Llc Ellicott City MD 09/2018 01/2025
Compton Financial Group, Llc Towson MD 01/2026 Present
  • 11/2011 → 02/2020
    Little Market Cafe
    Ellicott City, MD
  • 06/2016 → 09/2016
    Starbucks
    Columbia, MD
  • 06/2018 → 08/2018
    Starbucks
    Columbia, MD
  • 01/2018 → 01/2018
    Food Plenty
    Clarksville, MD
  • 08/2015 → 05/2017
    Howard Community College
    Columbia, MD
  • 08/2017 → 12/2017
    University Of Baltimore
    Baltimore, MD
  • 01/2018 → 05/2019
    University Of Maryland, College Park
    College Park, MD
  • 01/2025 → 12/2025
    Osaic Wealth, Inc. D/B/A Stonebridge Advisors, Llc
    Ellicott City, MD
  • 01/2026 → Present
    Lpl Financial Llc
    Towson, MD
  • 09/2018 → 01/2025
    Osaic Fa, Inc. D/B/A Stonebridge Advisors, Llc
    Ellicott City, MD
  • 01/2026 → Present
    Compton Financial Group, Llc
    Towson, MD
Previous Registrations
  • 2025-01-24 → 2025-12-23
    Ellicott City, MD
  • 2021-06-28 → 2025-01-24
    Osaic Fa, Inc.
    Ellicott City, MD
Other Businesses

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Maxwell Kiley Sole Proprietorship; Not investment-related; Halethorpe, MD 21227; Notary Public; Notarize documents when needed; Less than 5% of time during the month. 3) Maxwell Kiley Sole Proprietorship; Not investment-related; Halethorpe, MD 21227; Landlord; Partial rental of primary residence; Less than 5% of time during the month. 4) Maxwell Kiley is dually registered as an Investment Advisor Representative ("IAR") with Compton Financial Group, LLC DBA Red Oak Financial Group ("Red Oak Financial") and as a Registered Representative ("RR") with LPL Financial LLC. Business is conducted from 403 Allegheny Avenue, Towson, MD, 21204. Approximately 90% of Mr. Kiley's time is dedicated for activities as an IAR of Red Oak Financial, with the balance as an RR of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-25
  • S66 Uniform Combined State Law Examination
    2021-06-25
Designations

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