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Loren Edward Archuleta

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 7024334

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-14
  • CO RA
    APPROVED
    Since 2022-01-14

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank N.A. Aurora CO 11/2015 05/2018
N/A Thornton CO 05/2018 09/2018
Charles Schwab & Co., Inc Lone Tree CO 09/2018 Present
Schwab Wealth Advisory, Inc. Lone Tree CO 10/2021 Present
  • 11/2015 → 05/2018
    Wells Fargo Bank N.A.
    Aurora, CO
  • 05/2018 → 09/2018
    N/A
    Thornton, CO
  • 09/2018 → Present
    Charles Schwab & Co., Inc
    Lone Tree, CO
  • 10/2021 → Present
    Schwab Wealth Advisory, Inc.
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-30
S63 Uniform Securities Agent State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2019-11-30
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18

View on SEC IAPD

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