Sean Michael Racz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 10/2020
  Edward Jones
  St Louis, MO
• 08/2016 → 05/2018
  Texas A&M University, Corpus Christi
  Corpus Christi, TX
• 08/2014 → 05/2018
  Texas A&M University Corpus Christi
  Corpus Christi, TX
• 06/2018 → 09/2018
  Unemployed
  Katy, TX
• 10/2020 → 09/2023
  E*Trade Securities Llc
  Houston, TX
• 03/2023 → 03/2024
  Morgan Stanley
  Houston, TX
• 08/2020 → Present
  Racz Industries Llc
  Houston, TX
• 03/2024 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 03/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 10/2020 → 09/2023
  Harrisdirect Llc
  Houston, TX
• 10/2020 → 12/2021
  E*Trade Financial Corp
  Houston, TX
• 10/2020 → 03/2024
  Morgan Stanley
  Houston, TX

Previous Registrations

• 2023-09-05 → 2024-03-12
  Morgan Stanley
  Houston, TX
• 2020-11-02 → 2023-09-05
  Harrisdirect Llc
  Houston, TX
  Arlington, VA
  Houston, TX
  Houston, TX
• 2018-12-17 → 2020-10-30
  Edward Jones
  Katy, TX
  St Louis, MO
  Maryland Heights, MO
  Austin, TX

Other Businesses

Entity Name: Racz Industries LLC Investment related: No "Address: Houston Texas 77025" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 08/15/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No duties just holding LLC name.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-13

Other Names

• Sean M Racz
• Sean Racz