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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-31 |
| SC | RA | APPROVED | 2024-05-31 |
| TX | RA | APPROVED | 2024-05-31 |
Branch Locations
4521 Sharon Rd Ste 300, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2018 | 05/2024 |
| Unemployed | Smyrna | SC | 06/2018 | 10/2018 |
| The University Of Alabama | Tuscaloosa | AL | 01/2018 | 06/2018 |
| Afflink, Llc | Tuscaloosa | AL | 09/2015 | 01/2018 |
| Ameriprise Financial Services, Llc | Charlottee | NC | 05/2024 | Present |
Business Ownership; North's R.I.C. LLC; Co-owner; Commercial Floor Cleaning Business - purchased 03/04/2025. Purchased a 30yr existing business. My husband runs it exclusively as his career.; 1419 Lands End Rd, , Rock Hill, SC, 29732; Not Investment-Related; 03/04/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-19 |
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