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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-31
SC RA APPROVED 2024-05-31
TX RA APPROVED 2024-05-31
  • NC RA
    APPROVED
    Since 2024-05-31
  • SC RA
    APPROVED
    Since 2024-05-31
  • TX RA
    APPROVED
    Since 2024-05-31

Branch Locations

Rock Hill, SC • United States

4521 Sharon Rd Ste 300, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2018 05/2024
Unemployed Smyrna SC 06/2018 10/2018
The University Of Alabama Tuscaloosa AL 01/2018 06/2018
Afflink, Llc Tuscaloosa AL 09/2015 01/2018
Ameriprise Financial Services, Llc Charlottee NC 05/2024 Present
  • 10/2018 → 05/2024
    St Louis, MO
  • 06/2018 → 10/2018
    Unemployed
    Smyrna, SC
  • 01/2018 → 06/2018
    The University Of Alabama
    Tuscaloosa, AL
  • 09/2015 → 01/2018
    Afflink, Llc
    Tuscaloosa, AL
  • 05/2024 → Present
    Charlottee, NC
Previous Registrations
  • 2019-01-22 → 2024-06-04
    Smyrna, SC
    St Louis, MO
    Rock Hill, SC
    Rock Hill, SC
    Rock Hill, SC
    Rock Hill, SC
    Weddington, NC
Other Businesses

Business Ownership; North's R.I.C. LLC; Co-owner; Commercial Floor Cleaning Business - purchased 03/04/2025. Purchased a 30yr existing business. My husband runs it exclusively as his career.; 1419 Lands End Rd, , Rock Hill, SC, 29732; Not Investment-Related; 03/04/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-19
  • S66 Uniform Combined State Law Examination
    2019-01-19
Designations
  • Certified Financial Planner
Other Names
  • Janet Louise Shaver
  • Janet Shaver North
  • Janet S North
  • Janet North
  • Janet L Shaver
  • Janet Shaver

View on SEC IAPD

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