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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-03-15
  • TN RA
    APPROVED
    Since 2024-03-15

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

6111 Shallowford Road Suite 103, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Chattanooga TN 04/2019 03/2024
Raymond James Financial Services, Inc. Chattanooga TN 09/2018 04/2019
Chattanooga Golf & Country Club Chattanooga TN 05/2018 08/2018
Southern Squeeze Juice Co. Chattanooga TN 05/2018 08/2018
Black Creek Golf Club Chattanooga TN 04/2017 11/2017
Integrity Automotive Gmc, Buick, Cadillac Chattanooga TN 09/2016 04/2017
Keller Williams Chattanooga TN 06/2016 09/2016
Chattanooga State Community College Chattanooga TN 11/2017 05/2018
Raymond James Financial Services Advisors, Inc. Chattanooga TN 08/2019 03/2024
Freedom Street Partners Chattanooga TN 01/2021 03/2024
Steward Partners Global Advisory, Llc Chattanooga TN 03/2024 Present
Steward Partners Investment Solutions, Llc Chattanooga TN 03/2024 Present
Steward Partners Investment Advisory, Llc Chattanooga TN 03/2024 Present
  • 04/2019 → 03/2024
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 09/2018 → 04/2019
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 05/2018 → 08/2018
    Chattanooga Golf & Country Club
    Chattanooga, TN
  • 05/2018 → 08/2018
    Southern Squeeze Juice Co.
    Chattanooga, TN
  • 04/2017 → 11/2017
    Black Creek Golf Club
    Chattanooga, TN
  • 09/2016 → 04/2017
    Integrity Automotive Gmc, Buick, Cadillac
    Chattanooga, TN
  • 06/2016 → 09/2016
    Keller Williams
    Chattanooga, TN
  • 11/2017 → 05/2018
    Chattanooga State Community College
    Chattanooga, TN
  • 08/2019 → 03/2024
    Chattanooga, TN
  • 01/2021 → 03/2024
    Freedom Street Partners
    Chattanooga, TN
  • 03/2024 → Present
    Steward Partners Global Advisory, Llc
    Chattanooga, TN
  • 03/2024 → Present
    Steward Partners Investment Solutions, Llc
    Chattanooga, TN
  • 03/2024 → Present
    Chattanooga, TN
Previous Registrations
Other Businesses

(1)Name of Business: Covenant Wealth Advisors Address: 6111 Shallowford Rd Ste 103, Chattanooga, TN, 37421-7800, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I am a Financial advisor with Covenant Wealth Advisors (2)Name of Business: Freedom Street Address: 6111 Shallowford Rd Ste 103, Chattanooga, TN, 37421-7800, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Non, FSP is my Branch Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-12
  • S66 Uniform Combined State Law Examination
    2019-08-12

View on SEC IAPD

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