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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-02-01
  • MA RA
    APPROVED
    Since 2022-02-01

Branch Locations

Lowell, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Andover MA 10/2018 Present
Greater Lawrence Family Health Center Lawrence MA 06/2015 10/2018
  • 10/2018 → Present
    Gwfs Equities, Inc.
    Andover, MA
  • 06/2015 → 10/2018
    Greater Lawrence Family Health Center
    Lawrence, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-14
S63 Uniform Securities Agent State Law Examination 2018-11-24
  • S65 Uniform Investment Adviser Law Examination
    2022-01-14
  • S63 Uniform Securities Agent State Law Examination
    2018-11-24

View on SEC IAPD

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