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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Horizon Bank (Formerly Known As First Tennessee Bank) | Cleveland | TN | 07/2003 | 02/2020 |
| First Horizon Advisors Inc. | Cleveland | TN | 07/2003 | 02/2020 |
| Axa Advisors Llc | New York | NY | 02/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2020 | Present |
DBA,GEORGE FINANCIAL Inc, GRC Properties LLC, 106 East Washington Ave, Athens, TN 37303, Member,05/16/2025, 1 Hr/Mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-20 |
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