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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Lakeville, MN • United States

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurace Co St. Paul MN 09/2018 08/2023
Securian Financial Services Inc St. Paul MN 09/2018 08/2023
Cri Securities St. Paul MN 09/2018 10/2021
North Star Resource Group Minneapolis MN 09/2018 Present
Men's Wearhouse Duluth MN 08/2016 09/2018
Sheraton Duluth MN 09/2016 03/2017
Eddie Bauer Duluth MN 11/2017 09/2018
University Of Minnesota Duluth Duluth MN 08/2014 05/2018
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2018 → 08/2023
    Minnesota Life Insurace Co
    St. Paul, MN
  • 09/2018 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 09/2018 → 10/2021
    Cri Securities
    St. Paul, MN
  • 09/2018 → Present
    North Star Resource Group
    Minneapolis, MN
  • 08/2016 → 09/2018
    Men's Wearhouse
    Duluth, MN
  • 09/2016 → 03/2017
    Sheraton
    Duluth, MN
  • 11/2017 → 09/2018
    Eddie Bauer
    Duluth, MN
  • 08/2014 → 05/2018
    University Of Minnesota Duluth
    Duluth, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-01-04 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2019-01-04 → 2021-10-28
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2018 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: LALONDE WEALTH ADVISOR GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2025 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: DAKOTA NETWORKS; INVESTMENT RELATED: NO; ADDRESS: 17620 JAGUAR PATH, LAKEVILLE, MN 55044; NATURE OF BUSINESS: CABLING AND HARDWARE INSTALLATION; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: PAYROLL, INVOICING/BILLING; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PAYROLL, INVOICING/BILLING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-17
  • S66 Uniform Combined State Law Examination
    2018-12-17

View on SEC IAPD

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