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Emily Wakefield Nauss

Ameriprise Financial Services, LLC

Charlotte, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
NC RA APPROVED 2025-03-10
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • NC RA
    APPROVED
    Since 2025-03-10

Branch Locations

13830 Ballantyne Corporate Pl Ste 200, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 12/2018 11/2024
Talentwave- Temp Employment For Ubs Charlotte NC 10/2018 12/2018
Chaski Courier & Logistics Inc. Charlotte NC 05/2015 10/2018
Ameriprise Financial Services, Llc Charlotte NC 03/2025 Present
Unemployed Charlotte NC 11/2024 03/2025
  • 12/2018 → 11/2024
    Ubs Financial Services Inc.
    Charlotte, NC
  • 10/2018 → 12/2018
    Talentwave- Temp Employment For Ubs
    Charlotte, NC
  • 05/2015 → 10/2018
    Chaski Courier & Logistics Inc.
    Charlotte, NC
  • 03/2025 → Present
    Ameriprise Financial Services, Llc
    Charlotte, NC
  • 11/2024 → 03/2025
    Unemployed
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-13
  • S66 Uniform Combined State Law Examination
    2019-06-13
Other Names
  • Emily Marie Wakefield
  • Emily Wakefield Nauss

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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