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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 09/2018 | 02/2020 |
| Western And Southern Life | Peachtree Corners | GA | 01/2018 | 10/2018 |
| Independent Life Insurance Agent (Ransom Hunter Heir) | Atlanta | GA | 03/2016 | 01/2018 |
| Bank Of America, N.A. | Alpharetta | GA | 09/2018 | 02/2020 |
| Pruco Securities Llc | Charlotte | NC | 04/2020 | 08/2020 |
| The Prudential Insurance Company Of America | Charlotte | NC | 07/2020 | 08/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2020 | 03/2021 |
| Tiaa | Charlotte | NC | 08/2020 | 03/2021 |
| Massachusetts Mutual Life Insurance Co. | Charlotte | NC | 05/2019 | 10/2019 |
| Hr Block | Charlotte | NC | 02/2019 | 04/2019 |
| Unemployed | Charlotte | NC | 02/2020 | 04/2020 |
| Pnc Investments | Charlotte | NC | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-01 |
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