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Reid Chase

Ubs Financial Services Inc.

Newport Beach, CA

Corona Del Mar, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-04-28
TX RA APPROVED_RES 2023-04-25
CA RA APPROVED 2021-03-29
  • UT RA
    APPROVED
    Since 2025-04-28
  • TX RA
    APPROVED_RES
    Since 2023-04-25
  • CA RA
    APPROVED
    Since 2021-03-29

Branch Locations

888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States

Corona Del Mar, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Los Angeles CA 08/2018 02/2021
Jpmorgan Securities Llc Los Angeles CA 08/2018 02/2021
Stanford University Stanford CA 08/2013 12/2017
Unemployed Corona Del Mar CA 12/2017 08/2018
Seagate Technology Cupertino CA 06/2017 08/2017
Ubs Financial Services Inc Newport Beach CA 02/2021 Present
  • 08/2018 → 02/2021
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 08/2018 → 02/2021
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 08/2013 → 12/2017
    Stanford University
    Stanford, CA
  • 12/2017 → 08/2018
    Unemployed
    Corona Del Mar, CA
  • 06/2017 → 08/2017
    Seagate Technology
    Cupertino, CA
  • 02/2021 → Present
    Ubs Financial Services Inc
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 2019-01-21
  • S65 Uniform Investment Adviser Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2019-01-21
Other Names
  • Reid Patrick Chase

View on SEC IAPD

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OCVC, LLC · NEWPORT BEACH, CA
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PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
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J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
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