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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-05-04
  • AL RA
    APPROVED
    Since 2021-05-04

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Birmingham AL 01/2016 Present
Other Businesses

SCOUTS BSA TROOP 193, INVT RELATED, HOOVER, AL, TREASURER, START DATE 9/27/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, MAINTAIN FINANCIAL RECORDS, PROCESS PAYMENTS AND RECEIVE AND DEPOSIT CHECKS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-04
  • S66 Uniform Combined State Law Examination
    2021-05-04

View on SEC IAPD

Other Firms

Other Investors

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