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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-20 |
Branch Locations
5956 Sherry Lane Suite 1900, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates, Inc. | Dallas | TX | 01/2019 | Present |
| Raymond James | Dallas | TX | 09/2018 | 01/2019 |
| Texas Oncology | Dallas | TX | 03/2018 | 09/2018 |
| Stay At Home Mom | Dallas | TX | 11/2007 | 03/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-01 |
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