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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-08 |
Branch Locations
6560 Fannin Street, Houston, TX 77030 • United States
5445 Almeda Rd, Houston, TX 77004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 10/2018 | Present |
| Unemployed | Houston | TX | 11/2017 | 10/2018 |
| Royal Bank Of Canada | Burlington, Ontario | 05/2017 | 10/2017 | |
| Royal Bank Of Canada | Burlington, Ontario | 07/2016 | 05/2017 | |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 10/2018 | Present |
| Brock University | St. Catharine's, Ontario | 09/2011 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-01 |
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