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Ryan Joseph Brandt

LPl Financial LLC

Jefferson, MO

San Diego, CA

CRD 7021981

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-02-13
  • MO RA
    APPROVED
    Since 2024-02-13

Branch Locations

1301 Southwest Boulevard, Jefferson, MO 65109 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bert Doerhoff Cpa A/K/A Doerhoff & Associates Cpa, Llc Jefferson City MO 10/2017 Present
Mid America Bank Linn MO 05/2012 10/2017
Aura Wealth Advisors Llc Jefferson City MO 08/2018 Present
Lpl Financial Jefferson City MO 02/2024 Present
  • 10/2017 → Present
    Bert Doerhoff Cpa A/K/A Doerhoff & Associates Cpa, Llc
    Jefferson City, MO
  • 05/2012 → 10/2017
    Mid America Bank
    Linn, MO
  • 08/2018 → Present
    Aura Wealth Advisors Llc
    Jefferson City, MO
  • 02/2024 → Present
    Lpl Financial
    Jefferson City, MO
Previous Registrations
  • 2018-11-27 → 2024-12-31
    Aura Wealth Advisors Llc
    Jefferson City, MO
Other Businesses

1)01/12/2024 - Hood Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 80 Hr/Mth 2)01/12/2024 - Hood Professional Services - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 80 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-27
  • S65 Uniform Investment Adviser Law Examination
    2018-11-27

View on SEC IAPD

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