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Travis Vander Clark

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-06
IN RA APPROVED 2019-09-19
  • TX RA
    APPROVED_RES
    Since 2023-06-06
  • IN RA
    APPROVED
    Since 2019-09-19

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Brookfield WI 09/2018 07/2019
Bmo Harris Bank Mequon WI 03/2016 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 08/2019 Present
Bank Of America, N.A. Indianapolis IN 09/2019 Present
  • 09/2018 → 07/2019
    Bmo Harris Financial Advisors
    Brookfield, WI
  • 03/2016 → 09/2018
    Bmo Harris Bank
    Mequon, WI
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Indianapolis, IN
  • 09/2019 → Present
    Bank Of America, N.A.
    Indianapolis, IN
Previous Registrations
  • 2019-01-25 → 2019-08-20
    Bmo Harris Financial Advisors, Inc.
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-24
  • S66 Uniform Combined State Law Examination
    2019-01-24
Other Names
  • Travis Clark

View on SEC IAPD

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SANCTUARY ADVISORS, LLC · Indianapolis, IN
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