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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-27
  • NY RA
    APPROVED
    Since 2025-03-27

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pittsburgh PA 10/2018 11/2020
Pnc Bank Pittsburgh PA 03/2016 10/2018
Matthew Hettinga Pittsburgh PA 09/2011 Present
Morgan Stanley Private Bank, N.A Purchase NY 12/2018 10/2020
Pnc Investments Pittsburgh PA 11/2020 03/2025
Massmutual Life Insurance Co. Rochester NY 03/2025 Present
Mml Investors Services Llc Rochester NY 03/2025 Present
  • 10/2018 → 11/2020
    Pittsburgh, PA
  • 03/2016 → 10/2018
    Pnc Bank
    Pittsburgh, PA
  • 09/2011 → Present
    Matthew Hettinga
    Pittsburgh, PA
  • 12/2018 → 10/2020
    Morgan Stanley Private Bank, N.A
    Purchase, NY
  • 11/2020 → 03/2025
    Pnc Investments
    Pittsburgh, PA
  • 03/2025 → Present
    Massmutual Life Insurance Co.
    Rochester, NY
  • 03/2025 → Present
    Rochester, NY
Previous Registrations
Other Businesses

(1) Name: Matthew Hettinga-self employed musician, Inv Rel: N Addr: @ residential address on file, Nature: Performing stringed instruments for events and concerts, Position: Musician, Start: 9/1/2011, No Hr/Mo: 10 No Hr/Mo Dur Trading: 0 Duties: Playing violin and violin in rehearsals, events and concerts. (2) NAME: MATTHEW HETTINGA INV REL: Y ADD: 400 MERIDIAN CENTRE, SUITE 101, ROCHESTER, NY 14618 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/17/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: LIFE, EQUITY FIXED LIFE AND FIXED ANNUITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-28
  • S66 Uniform Combined State Law Examination
    2018-12-28
Other Names
  • Matthew A Hettinga

View on SEC IAPD

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