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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-04-10
  • IN RA
    APPROVED
    Since 2023-04-10

Branch Locations

215 W Main St, Fort Wayne, IN 46802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Llc Fort Washington PA 09/2018 08/2019
Champion Home Builders Topeka IN 11/2017 08/2019
Starcraft Rv Topeka IN 04/2017 10/2017
Champion Home Builders Topeka IN 10/2016 04/2017
Bee Window Indianopolis IN 08/2016 10/2016
Brookstone Capital Management Wheaton IL 01/2020 05/2021
American Senior Benefits Auburn IN 08/2019 01/2020
Lpl Financial, Llc Fort Wayne IN 05/2021 06/2022
Foxworthy Wealth Advisors, Llc Fort Wayne IN 05/2021 02/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2022 02/2023
Cambridge Investment Reserach, Inc. Fairfield IA 06/2022 02/2023
Star Financial Bank Fort Watne IN 04/2023 Present
Cetera Investment Services Llc St Cloud MN 04/2023 Present
Cetera Investment Advisers Llc Fort Wayne IN 04/2023 Present
  • 09/2018 → 08/2019
    Lincoln Investment Llc
    Fort Washington, PA
  • 11/2017 → 08/2019
    Champion Home Builders
    Topeka, IN
  • 04/2017 → 10/2017
    Starcraft Rv
    Topeka, IN
  • 10/2016 → 04/2017
    Champion Home Builders
    Topeka, IN
  • 08/2016 → 10/2016
    Bee Window
    Indianopolis, IN
  • 01/2020 → 05/2021
    Brookstone Capital Management
    Wheaton, IL
  • 08/2019 → 01/2020
    American Senior Benefits
    Auburn, IN
  • 05/2021 → 06/2022
    Fort Wayne, IN
  • 05/2021 → 02/2023
    Fort Wayne, IN
  • 06/2022 → 02/2023
    Fairfield, IA
  • 06/2022 → 02/2023
    Cambridge Investment Reserach, Inc.
    Fairfield, IA
  • 04/2023 → Present
    Star Financial Bank
    Fort Watne, IN
  • 04/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2023 → Present
    Fort Wayne, IN
Previous Registrations
Other Businesses

1. SALE OF FIXED INSURANCE TO BE WRITTEN THROUGH SWM AGENCY, LLC AND JBC COMPANIES (DBA FOR JACKSON BROKERAGE CORP); 2. AT-LARGE BOARD MEMBER FOR HOMEBOUND MEALS INC, MEAL DELIVERY SERVICE, PROVIDE OVERSIGHT OF OPERATIONS, LESS THAN 1/HR/WK; 3. BOARD MEMBER FOR CHARITABLE GIFT PLANNERS OF NORTHEAST INDIANA, EDUCATION ON GIFT PLANNING, LESS THAN 1/HR/WK; 4. BOARD MEMBER/SECRETARY FOR ANTHONY WAYNE ROTARY CLUB, KEEP MINUTES AND MANAGE MEMBER ENROLLMENT, 2/HRS/WK; 5. PERSONAL TRAINING FOR ANYTIME FITNESS, 10/HRS/WK 6. BOARD PRESIDENT FOR HOMEBOUND MEALS, MEDICALLY TAILORED MEAL DELIVERY, PROVIDE LEADERSHIP AND GUIDANCE TO BOARD AND COMMITTEE CHAIRS, 2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-23
  • S66 Uniform Combined State Law Examination
    2019-02-23
Other Names
  • Alec D Smith

View on SEC IAPD

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